Bill Yates is Managing Director and Treasurer for TD Ameritrade. He is responsible for TD Ameritrade’s Treasury functions including asset/liability management, liquidity monitoring and management, debt capital markets activity, and corporate banking, as well as the firm’s Corporate Tax function.
Mr. Yates has been with TD Ameritrade since 1996, with experience in brokerage financial, operational, compliance, and risk management oversight, as well as acquisition due diligence and related integration work. Prior to joining TD Ameritrade, Mr. Yates spent nine years with the public accounting firm Arthur Andersen LLP where he served clients in healthcare and various other industries.
Mr. Yates has served in various governance capacities in the securities industry, including roles with the FINRA (formerly NASDR) Financial Responsibility Committee, and more recently FINRA’s Midwest District Committee. He is presently a member of the board of directors and various board committees at the Options Clearing Corporation in Chicago, Illinois. He has served in various board and related board committee roles for CHI Health and its predecessors since 2008.